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CC

Christian A. Colucci

PEAKSTONE SECURITIES
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 2803376
CC

Professional summary


Christian Albert Colucci, who also goes by Chris Colucci, is a registered financial professional currently at PEAKSTONE SECURITIES, LLC located in Chicago, Illinois.

Christian is registered as a RR (Registered Representative) and started their career in finance in 1996. Christian has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Colucci

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christian Albert Colucci's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 13, 2017 - Present

PEAKSTONE SECURITIES, LLC

Office #1: 550 West Van Buren Street Suite 1460, Chicago, IL 60607
BD
CRD#: 157146
Chicago, IL
Past

April 19, 2010 - April 13, 2016

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL
Past

May 8, 2007 - April 23, 2010

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
CHICAGO, IL
Past

September 15, 2004 - April 18, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 13, 1999 - June 25, 2002

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

October 22, 1996 - January 8, 1998

CHICAGO PARTNERSHIP BOARD, INC.

BD
CRD#: 22163
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/13/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 9/15/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PEAKSTONE SECURITIES, LLC
PEAKSTONE SECURITIES, LLC

CRD#: 157146 / SEC#: , 8-68835

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
550 West Van Buren Street Suite 1460, Chicago, IL 60607
Mailing Address
550 West Van Buren Street Suite 1460, Chicago, IL 60607
Phone number
(312) 346-7318
Established
Illinois since 02/17/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FRIDMAN, ALEXMEMBER4580424
SLEIGH, STEPHEN ROBERTCEO, MEMBER2466141
TEMPLE, JEFFREY WILLIAMMEMBER5905932
ALVAREZ, ENRIQUECFO / FINOP4622342
BROWN, EVAN MICHAELCHIEF COMPLIANCE OFFICER, AMLCO6563464

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PEAKSTONE SECURITIES, LLC

CRD#: 157146Chicago, IL 60607

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