Mark A. Martorell
Professional summary
Mark Alexander Martorell, who also goes by Mark Alexander Martdrell, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Alexander Martorell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2026 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301March 9, 2023 - December 16, 2025
LPL FINANCIAL LLC
March 8, 2023 - December 16, 2025
LPL FINANCIAL LLC
March 2, 2021 - November 1, 2022
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - November 1, 2022
TRUIST INVESTMENT SERVICES, INC.
June 27, 2018 - March 2, 2021
BB&T SECURITIES, LLC
June 26, 2018 - February 17, 2021
BB&T SECURITIES, LLC
September 21, 2011 - September 7, 2017
EVERTRADE DIRECT BROKERAGE, INC.
September 12, 2011 - September 7, 2017
EVERBANK WEALTH MANAGEMENT
January 4, 2006 - September 14, 2010
CHARLES SCHWAB & CO., INC.
August 25, 2005 - December 31, 2005
CHARLES SCHWAB & CO., INC.
August 23, 2005 - September 14, 2010
CHARLES SCHWAB & CO., INC.
March 15, 2005 - August 15, 2005
WELLS FARGO CLEARING SERVICES, LLC
February 17, 2003 - August 15, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 4, 2002 - February 6, 2003
A. G. EDWARDS & SONS, INC.
November 28, 2001 - March 15, 2002
QUICK & REILLY, INC.
March 2, 1999 - August 31, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 1996 - January 29, 1999
IDS LIFE INSURANCE COMPANY
December 19, 1996 - January 29, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2026)
(4/27/2026)
Exams
FINRA
Current Firm
CETERA INVESTMENT SERVICES LLC
CRD#: 15340 / SEC#: 801-45573, 8-31826
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| CASEY, SEAN PATRICK | VICE PRESIDENT | 2156290 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HANAU, JENNIFER LEIGH | VICE PRESIDENT | 2898698 |
| HOLWEGER, KIMBERLEY ANN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | CHIEF COMPLIANCE OFFICER | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT, DIRECTOR OF TRADING | 1961258 |
| RUMMEL, LEANN RENEE | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1965155 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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Company Information
CETERA INVESTMENT SERVICES LLC
CRD#: 15340St Cloud, MN 56301TRUST BUT VERIFY
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