James B. Nunley
Professional summary
James Blake Nunley was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James Blake Nunley was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2004 - February 17, 2006
BANC OF AMERICA SECURITIES LLC
August 5, 2002 - October 25, 2002
NAVILLUS SECURITIES, INC.
February 25, 1998 - July 3, 2002
PROTRADER SECURITIES L.P.
June 4, 1997 - October 21, 1997
MORGAN STANLEY DW INC.
February 25, 1997 - April 22, 1997
RENAISSANCE FINANCIAL SECURITIES CORP.
October 14, 1996 - March 6, 1997
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
BANC OF AMERICA SECURITIES LLC
CRD#: 26091 / SEC#: , 8-42263
Contact information
Documents
Disclosures
| Regulatory Event | 88 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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