John E. Luth
Professional summary
John Edward Luth, who also goes by John E Luth, is a registered financial professional currently at SEABURY SECURITIES LLC located in New York, New York and SEACAP SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Edward Luth's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 1997 - Present
SEABURY SECURITIES LLC
Office #1: 152 W 57th Street, New York, NY 10019July 3, 2006 - Present
SEACAP SECURITIES LLC
Office #1: 152 W 57th Street, New York, NY 10019State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2002)
(10/9/2013)
(8/16/2024)
(8/16/2013)
(10/6/2004)
(3/16/2000)
(10/10/2013)
(2/26/2002)
(10/6/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SEACAP SECURITIES LLC
CRD#: 133994 / SEC#: , 8-66804
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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