Jason Walsh

WORLD EQUITY GROUP

Glencoe, IL 60022

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CRD#: 2803144

Professional summary

Jason Walsh, who also goes by Jason Gavrin Walsh, Jason Walsh, Jason G Walsh, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Glencoe, Illinois.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason Gavrin Walsh | Jason Walsh | Jason G Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2018 - Present

WORLD EQUITY GROUP, INC.

Office #1: 706 Greenbay Road Suite 102, Glencoe, IL 60022

RIA

CRD#: 29087

Glencoe, IL

Past

October 24, 2014 - December 20, 2018

HOLISTIC BROKERAGE, LLC

CRD#: 46001

Glencoe, IL

Past

January 3, 2013 - October 17, 2014

PENSERRA SECURITIES, LLC

CRD#: 145994

CHICAGO, IL

Past

August 27, 2012 - January 17, 2013

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

CHICAGO, IL

Past

May 25, 2011 - July 11, 2012

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

CHICAGO, IL

Past

February 11, 2011 - April 26, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

July 2, 2009 - June 9, 2010

HOLISTIC BROKERAGE, LLC

CRD#: 46001

MIAMI, FL

Past

July 24, 2008 - May 6, 2009

BONDS.COM LLC

CRD#: 43875

CHICAGO, IL

Past

June 19, 2006 - May 23, 2007

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

October 13, 2005 - May 22, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

October 3, 2005 - May 22, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

November 9, 2004 - October 5, 2005

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

August 30, 2001 - November 9, 2004

ARBOR RESEARCH & TRADING, LLC

CRD#: 21313

LAKE BARRINGTON, IL

Past

September 18, 1997 - August 31, 2001

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

October 11, 1996 - July 3, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/28/2018)

New Jersey
(2/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/8/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/10/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLISTIC BROKERAGE, LLC

PENSERRA SECURITIES, LLC

B. RILEY WEALTH MANAGEMENT

GLEACHER & COMPANY SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HOLISTIC BROKERAGE, LLC

BONDS.COM LLC

ABN AMRO INCORPORATED

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

ABN AMRO INCORPORATED

ARBOR RESEARCH & TRADING, LLC

HILLTOP SECURITIES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/1996

Series 63

Date: 10/29/1996

SIE

Date: 10/1/2018

Series 31

Date: 11/8/1996

Series 7

Date: 10/10/1996

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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