GH
Griffin F. Hoover
WEALTHFORGE SECURITIES
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2803104
GH
Professional summary
Griffin Francis Hoover is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Newport Beach, California.
Griffin is registered as a RR (Registered Representative) and started their career in finance in 2010. Griffin has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Griffin Francis Hoover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2025 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 4400 Macarthur Boulevard Suite 720, Newport Beach, CA 92660BD
CRD#: 152550
Newport Beach, CA
Past
January 26, 2017 - December 2, 2024
TRITON PACIFIC SECURITIES, LLC
BD
CRD#: 139919
Laguna Niguel, CA
Past
March 2, 2010 - February 9, 2017
STIRA CAPITAL MARKETS GROUP, LLC
BD
CRD#: 141277
IRVINE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2025)
RR
Alaska(1/10/2025)
RR
Arizona(1/10/2025)
RR
Arkansas(1/10/2025)
RR
California(1/10/2025)
RR
Colorado(1/10/2025)
RR
Connecticut(1/10/2025)
RR
Delaware(1/10/2025)
RR
District of Columbia(1/10/2025)
RR
Florida(1/10/2025)
RR
Georgia(1/10/2025)
RR
Hawaii(1/10/2025)
RR
Idaho(1/10/2025)
RR
Illinois(1/10/2025)
RR
Indiana(1/10/2025)
RR
Iowa(1/10/2025)
RR
Kansas(1/10/2025)
RR
Kentucky(1/10/2025)
RR
Louisiana(1/10/2025)
RR
Maine(1/13/2025)
RR
Maryland(1/10/2025)
RR
Massachusetts(1/10/2025)
RR
Michigan(1/10/2025)
RR
Minnesota(1/10/2025)
RR
Mississippi(1/10/2025)
RR
Missouri(1/10/2025)
RR
Montana(1/10/2025)
RR
Nebraska(1/10/2025)
RR
Nevada(1/10/2025)
RR
New Hampshire(1/10/2025)
RR
New Jersey(1/10/2025)
RR
New Mexico(1/10/2025)
RR
New York(1/10/2025)
RR
North Carolina(1/10/2025)
RR
North Dakota(1/10/2025)
RR
Ohio(1/13/2025)
RR
Oklahoma(1/10/2025)
RR
Oregon(1/10/2025)
RR
Pennsylvania(1/10/2025)
RR
Puerto Rico(1/10/2025)
RR
Rhode Island(1/10/2025)
RR
South Carolina(1/10/2025)
RR
South Dakota(1/10/2025)
RR
Tennessee(1/10/2025)
RR
Texas(1/10/2025)
RR
Utah(1/10/2025)
RR
Vermont(1/10/2025)
RR
Virgin Islands(1/10/2025)
RR
Virginia(1/10/2025)
RR
Washington(1/10/2025)
RR
West Virginia(1/10/2025)
RR
Wisconsin(1/10/2025)
RR
Wyoming(1/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
