Steven C. Wieting

CIO CAPITAL GROUP LLC

NEW YORK, NY 10010

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CRD#: 2803063

Professional summary

Steven C Wieting, who also goes by Steven Craig Wieting, is a registered financial advisor currently at CIO CAPITAL GROUP LLC located in New York, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Craig Wieting

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven C Wieting's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2025 - Present

CIO CAPITAL GROUP LLC

Office #1: 41 Madison Ave Floor 31, New York, NY 10010

RIA

CRD#: 336490

NEW YORK, NY

Past

March 28, 2017 - August 6, 2025

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

New York, NY

Past

September 17, 2013 - August 6, 2025

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

New York, NY

Past

November 29, 1997 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

March 21, 1997 - August 6, 2025

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1997

General Securities Representative Examination

Current Firm

CIO CAPITAL GROUP LLC

CRD#: 336490 / SEC#: 801-133812

RIA

Registered Investment Advisory firm - (7/3/2025 120-Day Approval)

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Contact information

Main Address

41 Madison Ave Floor 31, New York, NY 10010

Mailing Address

Phone number

(212) 516-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (10/31/2025)

FIRM BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 25,689,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Steven C. Wieting

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven C Wieting's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2013

Series 63

Date: 3/3/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1997

Current Firm

CIO CAPITAL GROUP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIO CAPITAL GROUP LLC

TRUST BUT VERIFY

Contact information

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