Singanallur R. Narayanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Singanallur Ramakrishnan Narayanan, who also goes by Nari Narayanan, Singanallur R Narayanan, Singanallur Narayanan, was a registered financial professional .
Singanallur is a previously registered financial professional and started their career in finance in 1996. Singanallur had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2013 - November 13, 2015
SOURCE CAPITAL GROUP, INC.
August 11, 2011 - January 11, 2012
OCP CAPITAL, LLC
May 2, 2005 - September 21, 2006
J.P. MORGAN SECURITIES LLC
October 19, 2004 - April 8, 2005
HGA SECURITIES LLC
September 16, 1998 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
February 11, 1998 - August 28, 1998
J.P. MORGAN SECURITIES LLC
October 11, 1996 - January 16, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOURCE CAPITAL GROUP, INC.
CRD#: 36719 / SEC#: 801-88199, 8-47372
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARRIS, DAVID WEBSTER | PRESIDENT / CHIEF COMPLIANCE OFFICER - INTERIM | 237802 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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