John T. Coughlin
Professional summary
John Thomas Coughlin, who also goes by John T Coughlin, John Coughlin, is a registered financial professional currently at TRUMID FINANCIAL LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Coughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2020 - Present
TRUMID FINANCIAL LLC
Office #1: 1411 Broadway Suite 2410, New York, NY 10018June 9, 2020 - June 21, 2022
ELECTRONIFIE SECURITIES LLC
May 4, 2016 - February 25, 2020
UBS SECURITIES LLC
December 21, 2011 - March 2, 2016
BTG PACTUAL US CAPITAL, LLC
February 22, 2011 - September 30, 2011
UBS SECURITIES LLC
March 22, 2006 - July 24, 2008
SANTANDER INVESTMENT SECURITIES INC.
April 13, 2005 - February 22, 2006
J.P. MORGAN SECURITIES LLC
September 1, 1998 - March 29, 2005
CITIGROUP GLOBAL MARKETS INC.
October 30, 1996 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2022)
Exams
FINRA
Current Firm
TRUMID FINANCIAL LLC
CRD#: 172129 / SEC#: , 8-69500
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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