Ronald M. Mateo
Professional summary
Ronald Michael Mateo, who also goes by Ron Mateo, Ronald Mateo, is a registered financial professional currently at TRUMID FINANCIAL LLC located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Michael Mateo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2014 - Present
TRUMID FINANCIAL LLC
Office #1: 1411 Broadway Suite 2410, New York, NY 10018Office #2: 1411 Broadway Suite 2410, New York, NY 10018May 31, 2017 - August 19, 2022
ELECTRONIFIE SECURITIES LLC
February 25, 2009 - February 5, 2015
W.A. CAPITAL MARKETS
March 26, 2008 - August 25, 2008
CITATION FINANCIAL GROUP, L.P.
April 5, 2001 - January 29, 2008
CITIGROUP GLOBAL MARKETS INC.
September 1, 1998 - March 30, 2000
CITIGROUP GLOBAL MARKETS INC.
October 30, 1996 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRUMID FINANCIAL LLC
CRD#: 172129 / SEC#: , 8-69500
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
