Kenneth G. Gulliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Gregory Gulliver was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2006 - June 3, 2014
RETIREMENT DEPOT
September 7, 2006 - November 7, 2006
STONEHURST SECURITIES, INC.
September 7, 2006 - November 14, 2006
STONEHURST SECURITIES, INC.
December 7, 2004 - September 8, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 2004 - September 8, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 19, 2004 - December 6, 2004
A. G. EDWARDS & SONS, INC.
September 2, 2003 - October 27, 2003
SUNAMERICA SECURITIES, INC.
March 6, 2003 - September 10, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 2, 2002 - January 29, 2003
ONEAMERICA SECURITIES, INC.
May 30, 2001 - October 17, 2001
WMA SECURITIES, INC.
May 4, 2001 - June 4, 2001
ALLSTATE FINANCIAL SERVICES, LLC
January 4, 2001 - May 4, 2001
UNITED SECURITIES ALLIANCE, INC.
December 11, 1996 - November 20, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT DEPOT
CRD#: 142010 / SEC#:
Contact information
Red Flags
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