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SW

Scott A. Weissman

MATRIX PRIVATE CAPITAL GROUP
PARK CITY, UT
Some features on this profile are disabled
CRD#: 2802682
SW

Professional summary

Scott Adam Weissman, CFP®, who also goes by Scott A Weissman, is a registered financial advisor currently at MATRIX PRIVATE CAPITAL GROUP located in Park City, Utah.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Scott has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott A Weissman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Adam Weissman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

August 14, 2019 - Present

MATRIX PRIVATE CAPITAL GROUP

RIA
CRD#: 285531
PARK CITY, UT
Past

June 1, 2009 - April 30, 2019

MORGAN STANLEY

RIA
CRD#: 149777
Chicago, IL
Past

June 1, 2009 - April 30, 2019

MORGAN STANLEY

BD
CRD#: 149777
Chicago, IL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
CHICAGO, IL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
CHICAGO, IL
Past

February 26, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CHICAGO, IL
Past

October 24, 1996 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MATRIX PRIVATE CAPITAL GROUP
MATRIX INVESTMENT MANAGEMENT LLC | MATRIX WEALTH PARTNERS | MATRIX PRIVATE CAPITAL GROUP LLC | MATRIX PRIVATE CAPITAL GROUP

CRD#: 285531 / SEC#: 801-108654

RIA
Registered Investment Advisory firm - (12/8/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/24/2020)
IAR
Utah
(1/6/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/22/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/30/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/25/1996
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/1996
General Securities Representative Examination

Current Firm

MP
MATRIX PRIVATE CAPITAL GROUP
MATRIX INVESTMENT MANAGEMENT LLC | MATRIX WEALTH PARTNERS | MATRIX PRIVATE CAPITAL GROUP LLC | MATRIX PRIVATE CAPITAL GROUP

CRD#: 285531 / SEC#: 801-108654

RIA
Registered Investment Advisory firm - (12/8/2016 Approved)
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Contact information

Main Address
400 Park Ave Suite 610, New York, NY 10022
Mailing Address
Phone number
(212) 254-4876
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MATRIX PCG FORM ADV PART 2A (4/9/2025)

Regulatory assets under management

Total Number of Accounts830
AUM (Assets Under Management)$ 494,910,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATRIX PRIVATE CAPITAL GROUP

CRD#: 285531Park City, UT

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