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MM

Michael A. Magaldi

GREENSLEDGE CAPITAL MARKETS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 2802573
MM

Professional summary

Michael Anthony Magaldi, who also goes by Michael Anthony Magaldi, Mike Magaldi, is a registered financial professional currently at GREENSLEDGE CAPITAL MARKETS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, Series 79TO, Series 72, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Anthony Magaldi | Mike Magaldi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Magaldi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2021 - Present

GREENSLEDGE CAPITAL MARKETS LLC

Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022
BD
CRD#: 151026
New York, NY
Past

January 4, 2019 - November 5, 2021

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
New York, NY
Past

July 17, 2018 - December 27, 2018

AURIGA USA, LLC

BD
CRD#: 121731
NEW YORK, NY
Past

May 19, 2008 - September 29, 2017

RESOURCE SECURITIES LLC

BD
CRD#: 133022
NEW YORK, NY
Past

May 1, 2001 - May 27, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

April 29, 1999 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

September 18, 1996 - November 19, 1997

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/3/2021)
RR
Ohio
(2/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/6/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GREENSLEDGE CAPITAL MARKETS LLC
CENTERLEDGE CAPITAL MARKETS LLC | GREENSLEDGE CAPITAL MARKETS LLC

CRD#: 151026 / SEC#: , 8-68328

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
575 Lexington Avenue 32nd Floor, New York, NY 10022
Mailing Address
575 Lexington Avenue 32nd Floor, New York, NY 10022
Phone number
(212) 792-5274
Established
Delaware since 04/29/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GREENSLEDGE HOLDINGS LLCOWNER
GOLDWASSER PLUTZIK, LESLEY DANAMANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE1315659
KANE, JAMES BRASSLERMANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE2568683
MILLER, ANDREW DAVIDFINOP5106774
WORMSER, KENNETH MARKMANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE2099206
ZEITLIN, BRIAN SCOTTMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE2898818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENSLEDGE CAPITAL MARKETS LLC

CRD#: 151026New York, NY 10022

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