HH
Harry M. Hobson
THE TIDAL GROUP
Schertz, TX 78154
Some features on this profile are disabled
CRD#: 2802434
HH
Professional summary
Harry Michael Hobson is a registered financial professional currently at THE TIDAL GROUP, INC. located in Schertz, Texas.
Harry is registered as a RR (Registered Representative) and started their career in finance in 1996. Harry has worked at 1 firm and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Harry Michael Hobson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 1996 - Present
THE TIDAL GROUP, INC.
Office #1: 5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154BD
CRD#: 39782
Schertz, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/26/2006)
RR
Arizona(7/5/2005)
RR
Arkansas(6/1/2004)
RR
California(12/11/1996)
RR
Colorado(1/27/1997)
RR
Connecticut(7/20/2015)
RR
District of Columbia(10/12/2004)
RR
Florida(12/13/1996)
RR
Georgia(1/29/2003)
RR
Hawaii(7/26/2010)
RR
Idaho(5/22/2006)
RR
Illinois(1/27/1997)
RR
Indiana(2/20/2007)
RR
Iowa(5/12/2000)
RR
Kansas(7/10/2008)
RR
Kentucky(1/24/2007)
RR
Louisiana(5/22/2006)
RR
Maryland(9/28/2004)
RR
Massachusetts(7/2/2015)
RR
Michigan(2/27/2002)
RR
Minnesota(3/7/2008)
RR
Mississippi(2/1/2008)
RR
Missouri(7/16/2001)
RR
Montana(2/7/2013)
RR
Nebraska(2/28/2008)
RR
Nevada(10/6/2004)
RR
New Hampshire(3/30/2022)
RR
New Jersey(10/18/2006)
RR
New Mexico(6/16/2005)
RR
New York(7/6/2015)
RR
North Carolina(9/27/2004)
RR
North Dakota(1/23/2012)
RR
Ohio(10/2/2006)
RR
Oklahoma(6/2/2004)
RR
Oregon(7/10/2008)
RR
Pennsylvania(5/24/2006)
RR
South Carolina(8/10/2006)
RR
South Dakota(3/20/2008)
RR
Tennessee(5/20/2010)
RR
Texas(1/9/1997)
RR
Utah(9/27/2004)
RR
Vermont(7/1/2022)
RR
Virginia(7/13/1998)
RR
Washington(9/10/2004)
RR
West Virginia(2/23/2005)
RR
Wisconsin(9/27/2004)
RR
Wyoming(8/7/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TT
THE TIDAL GROUP, INC.
THE TIDAL GROUP, INC.
CRD#: 39782 / SEC#: , 8-48809
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Mailing Address
5501 Mid Cities Parkway, Suite 100, Schertz, TX 78154-2413
Phone number
(210) 659-1446
Established
Texas since 02/23/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
