Molly A. Mcguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Molly Ann Mcguire was a registered financial professional .
Molly is a previously registered financial professional and started their career in finance in 1996. Molly had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2011 - October 16, 2018
ERNST & YOUNG INVESTMENT ADVISERS LLP
November 30, 2005 - December 1, 2010
GOLDMAN SACHS & CO. LLC
November 12, 2003 - December 12, 2005
GOLDMAN SACHS WEALTH SERVICES, L.P.
September 17, 2003 - December 12, 2005
MERCER ALLIED COMPANY, L.P.
October 8, 1996 - January 30, 2003
MERCER ALLIED COMPANY, L.P.
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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