Gregory D. Miller
Professional summary
Gregory David Miller, who also goes by Gregory D. Miller, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Chicago, Illinois and SANFORD C. BERNSTEIN & CO., LLC located in Chicago, Illinois.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory David Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2001 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 227 West Monroe Suite 3700, Chicago, IL 60606September 10, 2001 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 227 West Monroe Street Suite 5900, Chicago, IL 60606October 8, 1999 - April 12, 2001
JPC CAPITAL PARTNERS, INC.
July 23, 1998 - March 19, 1999
BROWN SIMPSON SECURITIES, LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2016)
(3/26/2014)
(5/9/2005)
(2/7/2018)
(2/13/2007)
(6/30/2004)
(4/3/2020)
(5/20/2003)
(9/24/2013)
(3/27/2017)
(1/22/2024)
(9/10/2001)
(12/10/2001)
(7/17/2014)
(9/20/2023)
(8/20/2019)
(3/5/2015)
(2/7/2018)
(8/11/2022)
(8/2/2022)
(12/24/2015)
(1/4/2022)
(4/2/2002)
(8/18/2015)
(4/2/2002)
(5/7/2021)
(12/8/2016)
(11/6/2014)
(7/12/2021)
(1/17/2019)
(3/18/2015)
(8/18/2015)
(5/11/2023)
(4/30/2019)
(10/8/2023)
(3/15/2022)
(10/14/2021)
(1/17/2007)
(4/2/2002)
(8/11/2022)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
