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Gregory C. O'donnell
O'DONNELL FINANCIAL SERVICES
San Rafael, CA 94901
Some features on this profile are disabled
CRD#: 2802185
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Professional summary
Gregory Charles O'donnell, who also goes by Gregory Charles Odonnell, is a registered financial advisor currently at O'DONNELL FINANCIAL SERVICES, LLC located in San Rafael, California and INDEPENDENT FINANCIAL GROUP, LLC located in San Rafael, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Charles Odonnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THE GREG ODONNELL FINANCIAL HOUR
POSITION: Officer/Director NATURE: Public Speaking INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2005
ADDRESS: 750 Battery, san francisco CA 94105, United States
DESCRIPTION: HOST OF THE GREG O'DONNELL FINANCIAL HOUR DISCUSSING FINANCIAL TOPICS
(2) O'DONNELL FINANCIAL SERVICES, LLC
POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2015
ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States
DESCRIPTION: 100% OWNER OF O'DONNELL FINANCIAL SERVICES, LLC DBA O'DONNELL FINANCIAL GROUP, AN SEC REGISTERED INVESTMENT ADVISOR
(3) LANDLORD
POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2015
ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States
DESCRIPTION: 100% OWNER/LANDLOARD OF RESIDENTIAL & COMMERCIAL REAL ESTATE.
(4) INSURANCE
POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1988
ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States
DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS
(5) REAL ESTATE BROKER
POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1987
ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States
DESCRIPTION: CA REAL ESTATE BROKER
(6) MORTGAGE BROKER
POSITION: Agent/Representative NATURE: Mortgage Lending Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2015
ADDRESS: 1101 Fifth Avenue, Suite 150, San Rafael CA 94901, United States
DESCRIPTION: CA MORTGAGE BROKER
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Charles O'donnell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Charles O'donnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2015 - Present
O'DONNELL FINANCIAL SERVICES, LLC
Office #1: 1101 Fifth Ave. Suite 150, San Rafael, CA 94901RIA
CRD#: 172520
San Rafael, CA
Current
January 13, 2017 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1101 Fifth Avenue Suite 150, San Rafael, CA 94901Office #2: 1535 N Main St. #200, Walnut Creek, CA 94596Office #3: 1520 The Alameda #120, San Jose, CA 95126RIA
BD
CRD#: 7717
San Rafael, CA
Current
October 13, 2016 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1101 Fifth Avenue Suite 150, San Rafael, CA 94901Office #2: 1535 N Main St. #200, Walnut Creek, CA 94596Office #3: 1520 The Alameda #120, San Jose, CA 95126RIA
BD
CRD#: 7717
San Rafael, CA
Past
October 13, 2016 - November 14, 2016
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
SAN JOSE, CA
Past
May 14, 2013 - November 16, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SAN RAFAEL, CA
Past
May 14, 2013 - October 27, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CAMPBELL, CA
Past
May 26, 2009 - May 14, 2013
FINANCIAL TELESIS INC
RIA
CRD#: 31012
LARKSPUR, CA
Past
May 22, 2009 - May 14, 2013
FINANCIAL TELESIS INC
BD
CRD#: 31012
LARKSPUR, CA
Past
May 23, 2008 - May 28, 2009
LIBERTY GROUP, LLC
RIA
CRD#: 106036
OAKLAND, CA
Past
May 15, 2008 - May 28, 2009
LIBERTY GROUP, LLC
BD
CRD#: 106036
OAKLAND, CA
Past
July 11, 2000 - May 21, 2008
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LARKSPUR, CA
Past
March 9, 2000 - March 17, 2009
STERLING FINANCIAL SERVICES, INC.
RIA
CRD#: 113646
LARKSPUR, CA
Past
December 22, 1997 - May 21, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
LARKSPUR, CA
Past
October 14, 1996 - January 20, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/27/2016)
RR
Arkansas(10/27/2016)
IAR
California(3/19/2015)
RR
California(10/13/2016)
RR
Colorado(10/21/2016)
RR
Florida(10/13/2016)
RR
Idaho(8/31/2017)
RR
Nevada(10/27/2016)
RR
Oregon(10/27/2016)
IAR
Texas(6/1/2016)
RR
Texas(10/13/2016)
RR
Washington(10/13/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717San Rafael, CA 94901TRUST BUT VERIFY
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