James D. Muir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Dyer Muir, who also goes by James Dyer Muir Jr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2017 - August 31, 2020
USAA FINANCIAL ADVISORS, INC.
June 13, 2014 - June 26, 2026
USAA INVESTMENT SERVICES COMPANY
June 10, 2014 - June 26, 2026
USAA INVESTMENT SERVICES COMPANY
January 18, 2007 - April 1, 2014
BNY MELLON SECURITIES CORPORATION
May 17, 2002 - July 13, 2007
MBSC, LLC
January 11, 2000 - April 1, 2014
BNY MELLON SECURITIES CORPORATION
November 20, 1996 - January 12, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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