Alison Sue Rand
Professional Summary
Alison Sue Rand, who also goes by Alison Sue Metlitz, was a registered financial advisor. Alison was a previously registered financial professional and started their career in finance 1997 - 2005. Alison had worked at 2 firms and has passed the SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alison Sue Metlitz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
PFS DISTRIBUTORS | PFS DISTRIBUTORS, INC.
Contact Information
Established
Georgia since 11/21/1986Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | SOLE SHAREHOLDER | — |
| BARNHILL, JIMMIE BUCHANAN JR | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 2234662 |
| KELLY, WILLIAM ADDAMS | DIRECTOR AND CHIEF EXECUTIVE OFFICER & PRESIDENT | 1387565 |
| MITCHELL, CYNTHIA KYLE | DIRECTOR; EXECUTIVE VICE PRESIDENT | — |
| NORTON, JOHN CLAYTON | SENIOR VICE PRESIDENT AND SECRETARY | 1337377 |
| RAND, ALISON SUE | EXECUTIVE VICE PRESIDENT | 2801960 |
| SIEGEL, DAVID HOWARD | DIRECTOR, EXECUTIVE VICE PRESIDENT-MARKETING | 702395 |
| WATTS, JOHN SIMMERMAN III | SENIOR VICE PRESIDENT AND CHIEF COUNSEL | 2716295 |
| WOODRING, DANIEL AARON | ASSISTANT SECRETARY AND CHIEF COMPLIANCE OFFICER | 4028705 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1997About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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