John R. Logan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Roy Logan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2011 - September 14, 2012
NEXT FINANCIAL GROUP, INC.
September 10, 2007 - October 27, 2011
NEXT FINANCIAL GROUP, INC.
April 21, 2004 - May 30, 2007
MML INVESTORS SERVICES, LLC
December 10, 2001 - April 26, 2004
PARK AVENUE SECURITIES LLC
March 19, 2001 - November 29, 2001
RESOURCE HORIZONS GROUP LLC
June 11, 1998 - March 13, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
January 13, 1997 - June 25, 1998
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
