Alexander Gorchakov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Gorchakov, who also goes by Alex Gorchakov, Alan Gordon, Alex Gore, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1996. Alexander had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2015 - August 7, 2018
ARIVE CAPITAL MARKETS
December 10, 2014 - April 27, 2015
CLARK DODGE & CO., INC.
September 15, 2014 - December 10, 2014
ROCKWELL GLOBAL CAPITAL LLC
July 26, 2013 - September 16, 2014
GLOBAL ARENA CAPITAL CORP
August 25, 2011 - July 31, 2013
PRIMEX
March 11, 2009 - September 1, 2011
BASIS FINANCIAL, LLC
December 2, 2008 - March 12, 2009
PHD CAPITAL
May 16, 2007 - May 19, 2008
SEACOAST INVESTOR SERVICES, INC.
October 7, 2002 - July 2, 2007
PRIMEX
April 11, 2001 - December 5, 2001
RUSSO SECURITIES INC.
June 15, 1999 - July 6, 2001
FLETCHER AND FARADAY, INC.
September 25, 1998 - January 1, 1999
SOLID ISG CAPITAL MARKETS, LLC
December 8, 1997 - July 7, 1998
J. P. GIBBONS & CO., INC.
March 6, 1997 - July 1, 1997
GKN SECURITIES CORP.
October 15, 1996 - March 10, 1997
KLEIN, MAUS & SHIRE INC.
October 2, 1996 - October 17, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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