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Alexander Gorchakov

CRD# 2801894·Registered 1996 - 2018
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander Gorchakov, who also goes by Alex Gorchakov, Alan Gordon, Alex Gore, was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 1996 - 2018. Alexander had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Gorchakov, Alan Gordon, Alex Gore

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ARIVE CAPITAL MARKETS·CRD# 8060
BD
Hollywood, FL
May 4, 2015 - August 7, 2018
CLARK DODGE & CO., INC.·CRD# 23288
BD
Hollywood, FL
December 10, 2014 - April 27, 2015
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Hollywood, FL
September 15, 2014 - December 10, 2014
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
Hollywood, FL
July 26, 2013 - September 16, 2014
PRIMEX·CRD# 29394
BD
Aventura, FL
August 25, 2011 - July 31, 2013
BASIS FINANCIAL, LLC·CRD# 43694
BD
N. Miami Beach, FL
March 11, 2009 - September 1, 2011
PHD CAPITAL·CRD# 38785
BD
New York, NY
December 2, 2008 - March 12, 2009
SEACOAST INVESTOR SERVICES, INC.·CRD# 18615
BD
Port St Lucie, FL
May 16, 2007 - May 19, 2008
PRIMEX·CRD# 29394
BD
Hempstead, NY
October 7, 2002 - July 2, 2007
RUSSO SECURITIES INC.·CRD# 14425
BD
Staten Island, NY
April 11, 2001 - December 5, 2001
FLETCHER AND FARADAY, INC.·CRD# 29769
BD
Hempstead, NY
June 15, 1999 - July 6, 2001
SOLID ISG CAPITAL MARKETS, LLC·CRD# 39375
BD
New York, NY
September 25, 1998 - January 1, 1999
J. P. GIBBONS & CO., INC.·CRD# 38850
BD
New York, NY
December 8, 1997 - July 7, 1998
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
March 6, 1997 - July 1, 1997
KLEIN, MAUS & SHIRE INC.·CRD# 20527
BD
New York, NY
October 15, 1996 - March 10, 1997
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
October 2, 1996 - October 17, 1996

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Current Firm

AC
ARIVE CAPITAL MARKETS

ARIVE CAPITAL MARKETS | REID AND ASSOCIATES, LLC | REID AND ASSOCIATES | REID & GILMOUR

CRD#: 8060 / SEC#: 8-43350
BD
Terminated by SEC on 07/02/2024

Contact Information

Established

New York since 10/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LIBERTY VIEW HOLDINGS LLCDIRECT OWNER—
ARIVE HOLDINGS, LLCDIRECT OWNER—
UNIFIED WEALTH MANAGEMENT LLCDIRECT OWNER—
KRISPEAL, RAQUEL ECCO5733217
SULLIVAN, THOMAS FRANCISCFO/FINOP1145000

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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