Joseph A. Riggio
Professional summary
Joseph Anthony Riggio is a registered financial professional currently at JETT CAPITAL ADVISORS, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 6 firms and has passed the Series 63, Series 66, Series 79TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Riggio's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2014 - Present
JETT CAPITAL ADVISORS, LLC
Office #1: 712 Fifth Avenue 11th Floor, New York, NY, 10019Office #2: 712 Fifth Avenue 11th Floor, New York, NY, 10019June 25, 2013 - May 30, 2014
FAIRFAX SECURITIES CORPORATION
October 18, 2007 - July 12, 2013
CASIMIR CAPITAL L.P.
July 7, 2004 - October 10, 2007
SARATOGA CAPITAL MARKETS
January 14, 1999 - January 31, 2000
CIBC WORLD MARKETS CORP.
October 14, 1996 - May 20, 1998
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2018)
(6/18/2014)
(1/25/2019)
(12/12/2018)
(10/31/2018)
(4/24/2014)
(11/6/2018)
(1/4/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/14/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
JETT CAPITAL ADVISORS, LLC
CRD#: 169127 / SEC#: , 8-69353
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
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