Rhonda G. Elliott
Professional summary
Rhonda Gail Elliott was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rhonda is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Rhonda had worked at 1 firm, which includes TCF INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1996 - February 27, 2002
TCF INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TCF INVESTMENTS, INC.
CRD#: 34954 / SEC#: , 8-46584
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TCF NATIONAL BANK MINNESOTA | EQUITY SHAREHOLDER | |
| SCATTERGOOD, JAMES RODERICK | FINOP AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | 4821114 |
| SHERMAN, NORMAN RALPH | CHEIF COMPLIANCE OFFICER | 2583040 |
| STAUTZ, DAVID MARTIN | DIRECTOR/TREASURER | |
| STOCKMAN, DIANE ONETA | SECRETARY | |
| STRAUB, RICHARD JOSEPH | SROP AND CROP | 2183623 |
| TORVIK, PETER OLE | DIRECTOR, PRESIDENT, CEO,DIRECTOR OF SALES | 1868295 |
| WINSLOW, BARRY NELSON MR | CHAIRMAN | 4864630 |
Red Flags
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