Andrew S. Perri

PINNACLE WEALTH MANAGEMENT

Brighton, MI 48114

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CRD#: 2801727

Professional summary

Andrew Samuel Perri, who also goes by Andrew Perri, is a registered financial advisor currently at PINNACLE WEALTH MANAGEMENT, INC. located in Brighton, Michigan.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Andrew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Perri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PINNACLE WEALTH MANAGEMENT, INC-Y-BRIGHTON, MI-SECURITIES, INSURANCE, TAX PREPARATION-REGISTERED REPRESENTATIVE-8/2009-120-65-OWNS & RUNS SECURITIES BUSINESS. 2. PINNACLE TAX ADVISORY LLC-N-BRIGHTON, MI-TAX PREPARATION-OWNER-11/2014-20-8-PREPARE & FILE TAX RETURNS; TAX PLANNING & TAX CONSULTATION; ANDREW IS A SENIOR REPRESENTATIVE WITH STRYDE SAVINGS SOLUTIONS. 3. PINNACLE WEALTH MANAGEMENT PARTNERS, INC-Y-BRIGHTON, MI-FINANCIAL PLANNING & FEE BASED WEALTH MANAGEMENT-INVESTMENT ADVISOR REPRESENTATIVE-5/2013-80-65-OWNS & RUNS RIA BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Samuel Perri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2013 - Present

PINNACLE WEALTH MANAGEMENT, INC.

Office #1: 7600 Grand River Suite 220, Brighton, MI 48114

RIA

CRD#: 166853

Brighton, MI

Past

October 21, 2010 - December 31, 2016

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

BRIGHTON, MI

Past

November 20, 2007 - December 31, 2016

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

BRIGHTON, MI

Past

January 15, 2003 - November 14, 2007

SIGMA FINANCIAL CORPORATION

CRD#: 14303

BRIGHTON, MI

Past

April 25, 2000 - January 14, 2003

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

July 28, 1999 - April 24, 2000

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 26, 1999 - July 28, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

November 12, 1996 - June 2, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

November 12, 1996 - June 2, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE WEALTH MANAGEMENT, INC.

PINNACLE WEALTH MANAGEMENT PARTNERS, INC. | PINNACLE WEALTH MANAGEMENT, INC.

CRD#: 166853 / SEC#: 801-125967

RIA

Registered Investment Advisory firm - (6/27/2022 Approved)

Florida

Registered Investment Advisory firm - (7/1/2022 Terminated)

Michigan

Registered Investment Advisory firm - (7/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/8/2015)

IAR

Michigan
(5/8/2013)

IAR

Texas
(10/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 10/6/2008

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 5/10/2004

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/11/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINNACLE WEALTH MANAGEMENT, INC.

PINNACLE WEALTH MANAGEMENT PARTNERS, INC. | PINNACLE WEALTH MANAGEMENT, INC.

CRD#: 166853 / SEC#: 801-125967

RIA

Registered Investment Advisory firm - (6/27/2022 Approved)

Florida

Registered Investment Advisory firm - (7/1/2022 Terminated)

Michigan

Registered Investment Advisory firm - (7/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2022 Terminated)

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Contact information

Main Address

7600 Grand River Suite 220, Brighton, MI 48114

Mailing Address

Phone number

(810) 220-6322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE WEALTH MANAGEMENT, INC. APPENDIX I - WRAP BROCHURE (3/12/2025)

PINNACLE WEALTH MANAGEMENT PARTNERS, INC. ADV BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	341
AUM (Assets Under Management)	$ 121,950,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew S. Perri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Samuel Perri's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

SIGMA FINANCIAL CORPORATION

LEGACY FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

LOCUST STREET SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PINNACLE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2010

Series 63

Date: 11/19/1996

SIE

Date: 12/31/2016

Series 62

Date: 10/6/2008

Series 22

Date: 5/10/2004

Series 6

Date: 11/11/1996

Current Firm

PINNACLE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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