Philip J. Schutte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip James Schutte, who also goes by Philip J Schutte, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1996. Philip had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2009 - February 22, 2021
AVISTA WEALTH MANAGEMENT
September 28, 2004 - July 23, 2009
ORION CAPITAL MANAGEMENT INC
April 30, 2003 - August 27, 2004
TD AMERITRADE, INC.
March 9, 1999 - August 27, 2004
TD AMERITRADE, INC.
July 23, 1997 - August 4, 1998
SENTRA SECURITIES CORPORATION
November 12, 1996 - March 13, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVISTA WEALTH MANAGEMENT
CRD#: 151366 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 31,900,000 |
Red Flags
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