Barbara K. Jenks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Kathryn Jenks, who also goes by Barbara Kathyn Dietrich, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1996. Barbara had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2010 - January 30, 2019
CHJ WEALTH MANAGEMENT
February 9, 2007 - August 23, 2010
LPL FINANCIAL LLC
February 9, 2007 - August 23, 2010
LPL FINANCIAL LLC
February 17, 2006 - March 2, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
August 2, 2005 - March 2, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
January 3, 2005 - August 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
April 26, 2001 - December 31, 2004
SOUTHTRUST SECURITIES, LLC
January 2, 1997 - May 4, 2001
FISERV INVESTOR SERVICES, INC.
December 5, 1996 - January 2, 1997
TRADESTAR INVESTMENTS,INC.
Primary Firm SEC Registration
CHJ WEALTH MANAGEMENT
CRD#: 154238 / SEC#: 801-71684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHJ WEALTH MANAGEMENT
CRD#: 154238 / SEC#: 801-71684
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 681 |
| AUM (Assets Under Management) | $ 540,307,144 |
Red Flags
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