Richard L. Philipson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lee Philipson was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2007 - November 14, 2012
HIGHLINE WEALTH MANAGEMENT, LLC
September 15, 2001 - February 3, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 12, 2000 - February 3, 2006
LEGG MASON WOOD WALKER, INCORPORATED
September 25, 1996 - September 15, 2001
HOWARD WEIL INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HIGHLINE WEALTH MANAGEMENT, LLC
CRD#: 142542 / SEC#: 801-67341
Contact information
Documents
Red Flags
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