Bryan R. Brush
Professional summary
Bryan Robert Brush was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Bryan had worked at 5 firms, which includes BERRY-SHINO SECURITIES INC., SHARPE CAPITAL INC., FIRST SECURITY INVESTMENTS INC., NORTHEAST SECURITIES LLC, LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2001 - June 25, 2001
BERRY-SHINO SECURITIES, INC.
September 20, 1999 - August 16, 2000
SHARPE CAPITAL, INC.
May 1, 1998 - August 26, 1999
FIRST SECURITY INVESTMENTS, INC.
March 3, 1998 - March 10, 1998
NORTHEAST SECURITIES, LLC
October 29, 1996 - February 3, 1998
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERRY-SHINO SECURITIES, INC.
CRD#: 38098 / SEC#: , 8-48091
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
