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Warren Robert Fellus

CRD# 2801552·Registered 1996 - 2003
Barred: Warren Robert Fellus was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Warren Robert Fellus, who also goes by Warren Fellus, was a registered financial advisor. Warren was a previously registered financial professional and started their career in finance 1996 - 2003. Warren had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Warren Fellus

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
December 3, 2003 - December 31, 2003
MILLENNIUM BROKERAGE, L.L.C.·CRD# 47728
BD
Chatham, NJ
May 30, 2003 - December 2, 2003
A.B. WATLEY, INC.·CRD# 797
BD
New York, NY
September 12, 2002 - May 23, 2003
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
August 20, 2001 - October 18, 2001
J.P.R. CAPITAL CORP.·CRD# 38056
BD
Syosset, NY
March 2, 1999 - September 28, 1999
DUPONT SECURITIES GROUP, INC.·CRD# 42305
BD
New York, NY
September 1, 1998 - January 19, 1999
TAYLOR STUART FINANCIAL, INC.·CRD# 39025
BD
Great Neck, NY
November 5, 1996 - August 12, 1998
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
September 25, 1996 - November 25, 1996

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Current Firm

LP
LIGHTSPEED PROFESSIONAL TRADING LLC

E*TRADE PROFESSIONAL TRADING, LLC | TRADESCAPE.COM SECURITIES, LLC | MOMENTUM SECURITIES, L.L.C. | MOMENTUM SECURITIES, INC. | LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293 / SEC#: 8-48713
BD
Terminated by SEC on 10/03/2008

Contact Information

Established

Texas since 12/10/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LIGHTSPEED FINANCIAL, LLCOWNER—
ACTMAN, ANDREW HOWARDCHIEF STRATEGY OFFICER2869087
BARRILLEAUX, JANICE JONESCHIEF OPERATIONS OFFICER2339063
EHRLICH, STEPHEN JAYCHIEF EXECUTIVE OFFICER2454375
EHRLICH, STEPHEN JAYCHIEF COMPLIANCE OFFICER2454375
IGNALL, SCOTT STEVENCHIEF TECHNOLOGY OFFICER2783532
LYONS, JASON ROBERTCHIEF FINANCIAL OFFICER2921790

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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