Warren R. Fellus
Professional summary
Warren Robert Fellus was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Warren is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Warren had worked at 8 firms, which includes LIGHTSPEED PROFESSIONAL TRADING LLC, MILLENNIUM BROKERAGE L.L.C., A.B. WATLEY INC., GREAT EASTERN SECURITIES INC., J.P.R. CAPITAL CORP., DUPONT SECURITIES GROUP INC., TAYLOR STUART FINANCIAL INC., LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2003 - December 31, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
May 30, 2003 - December 2, 2003
MILLENNIUM BROKERAGE, L.L.C.
September 12, 2002 - May 23, 2003
A.B. WATLEY, INC.
August 20, 2001 - October 18, 2001
GREAT EASTERN SECURITIES, INC.
March 2, 1999 - September 28, 1999
J.P.R. CAPITAL CORP.
September 1, 1998 - January 19, 1999
DUPONT SECURITIES GROUP, INC.
November 5, 1996 - August 12, 1998
TAYLOR STUART FINANCIAL, INC.
September 25, 1996 - November 25, 1996
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIGHTSPEED PROFESSIONAL TRADING LLC
CRD#: 39293 / SEC#: , 8-48713
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIGHTSPEED FINANCIAL, LLC | OWNER | |
| ACTMAN, ANDREW HOWARD | CHIEF STRATEGY OFFICER | 2869087 |
| BARRILLEAUX, JANICE JONES | CHIEF OPERATIONS OFFICER | 2339063 |
| EHRLICH, STEPHEN JAY | CHIEF EXECUTIVE OFFICER | 2454375 |
| EHRLICH, STEPHEN JAY | CHIEF COMPLIANCE OFFICER | 2454375 |
| IGNALL, SCOTT STEVEN | CHIEF TECHNOLOGY OFFICER | 2783532 |
| LYONS, JASON ROBERT | CHIEF FINANCIAL OFFICER | 2921790 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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