Caleb Lawrence

CALEB LAWRENCE REGISTERED INVESTMENT ADVISER

Reno, NV

Some features on this profile are disabled

CRD#: 2801527

Professional summary

Caleb Lawrence is a registered financial advisor currently at CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC. located in Reno, Nevada.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Caleb has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chief Financial Officer (CFO) - New Fiber Project - 101 Cooper St. Santa Cruz, CA. 95060 - start date of 4/20/2021 - not investment-related - approximately 20 hours per month - approximately 5 hours during trading hours - Nature of business: Upcycling agricultural waste into environmentally friendly packaging, construction materials and paper products. - Duties performed: Mr. Lawrence performs the functions of a CFO, delegating tasks as appropriate to bookkeeping, CPA's, payroll specialists as required.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2006 - Present

CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.

RIA

CRD#: 108368

Reno, NV

Past

March 20, 2006 - June 30, 2016

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

SCOTTS VALLEY, CA

Past

June 20, 2000 - November 13, 2002

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

CAPITOLA, CA

Past

January 13, 1998 - June 30, 2016

CFD INVESTMENTS, INC.

CRD#: 25427

SCOTTS VALLEY, CA

Past

November 4, 1996 - January 23, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/28/2006)

IAR

Nevada
(11/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/30/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/1/1996

General Securities Representative Examination

Current Firm

CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.

CALEB LAWRENCE | CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC. | CALEB LAWRENCE REGISTERED INVESTMENT ADVISER

CRD#: 108368 / SEC#:

California

Registered Investment Advisory firm - (3/28/2006 Approved)

Nevada

Registered Investment Advisory firm - (11/12/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Reno, NV

Mailing Address

5150 Mae Anne Ave. Suite 405, Pmb 1272, Reno, NV 89523

Phone number

(831) 334-5318

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 5,853,882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Caleb Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVE FINANCIAL DESIGNS, INC.

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1997

Series 63

Date: 11/15/1996

SIE

Date: 6/30/2016

Series 31

Date: 12/30/1996

Series 7

Date: 11/1/1996

Current Firm

CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.

TRUST BUT VERIFY

Similar Advisors