Caleb Lawrence
Professional summary
Caleb Lawrence is a registered financial advisor currently at CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC. located in Reno, Nevada.
Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Caleb has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Caleb Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2006 - Present
CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.
March 20, 2006 - June 30, 2016
CREATIVE FINANCIAL DESIGNS, INC.
June 20, 2000 - November 13, 2002
CREATIVE FINANCIAL DESIGNS, INC.
January 13, 1998 - June 30, 2016
CFD INVESTMENTS, INC.
November 4, 1996 - January 23, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2006)
(11/13/2024)
Exams
Current Firm
CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.
CRD#: 108368 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 5,853,882 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
