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Tejbir Singh

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CRD#: 2801400
TS

Professional summary

Tejbir Singh was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Tejbir is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Tejbir had worked at 2 firms, which includes BAXTER BANKS & SMITH LTD., LLOYD WADE SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Raj Anderson | Raj S Nanvaan | Richard Powers | Nanuan Raj

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 25, 1998 - April 6, 2000

BAXTER BANKS & SMITH, LTD.

BD
CRD#: 40771
ST. PETERSBURG, FL
Past

March 11, 1998 - June 30, 1998

LLOYD WADE SECURITIES INC.

BD
CRD#: 39653
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/31/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/11/1999
General Securities Principal Examination

Current Firm

BB
BAXTER BANKS & SMITH, LTD.
BAXTER BANKS & SMITH, LTD.

CRD#: 40771 / SEC#: , 8-49185

BD
Terminated by SEC on 05/27/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 03/19/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MCDERMOTT, FRANCIS MARTINCEO1013320

Disclosures

Regulatory Event15
Arbitration17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAXTER BANKS & SMITH, LTD.

CRD#: 40771

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