SR
Scott P. Raue
ARTISAN PARTNERS DISTRIBUTORS LLC
Milwaukee, WI 53202
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CRD#: 2801384
SR
Professional summary
Scott Patrick Raue is a registered financial professional currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in Milwaukee, Wisconsin.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Patrick Raue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2013 - Present
ARTISAN PARTNERS DISTRIBUTORS LLC
Office #1: 875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202BD
CRD#: 45446
Milwaukee, WI
Past
August 12, 2011 - December 14, 2012
MADISON INVESTMENT ADVISORS, LLC
RIA
CRD#: 110297
MADISON, WI
Past
August 12, 2011 - December 14, 2012
MFD DISTRIBUTOR, LLC
BD
CRD#: 44930
MADISON, WI
Past
April 11, 2005 - June 20, 2011
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
MENOMONEE FALLS, WI
Past
January 1, 2005 - June 20, 2011
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
January 14, 2000 - January 1, 2005
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
October 11, 1999 - April 11, 2005
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Past
January 13, 1997 - December 31, 1998
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2013)
RR
Alaska(1/14/2013)
RR
Arizona(1/14/2013)
RR
Arkansas(1/14/2013)
RR
California(1/14/2013)
RR
Colorado(1/14/2013)
RR
Connecticut(1/14/2013)
RR
Delaware(1/14/2013)
RR
District of Columbia(1/14/2013)
RR
Florida(1/14/2013)
RR
Georgia(1/14/2013)
RR
Hawaii(1/14/2013)
RR
Idaho(1/14/2013)
RR
Illinois(1/14/2013)
RR
Indiana(1/14/2013)
RR
Iowa(1/14/2013)
RR
Kansas(1/14/2013)
RR
Kentucky(1/14/2013)
RR
Louisiana(1/14/2013)
RR
Maine(1/14/2013)
RR
Maryland(1/14/2013)
RR
Massachusetts(1/14/2013)
RR
Michigan(1/14/2013)
RR
Minnesota(1/14/2013)
RR
Mississippi(1/14/2013)
RR
Missouri(1/14/2013)
RR
Montana(1/14/2013)
RR
Nebraska(1/14/2013)
RR
Nevada(1/14/2013)
RR
New Hampshire(1/14/2013)
RR
New Jersey(1/14/2013)
RR
New Mexico(1/14/2013)
RR
New York(1/14/2013)
RR
North Carolina(1/14/2013)
RR
North Dakota(1/14/2013)
RR
Ohio(1/14/2013)
RR
Oklahoma(1/14/2013)
RR
Oregon(1/14/2013)
RR
Pennsylvania(1/14/2013)
RR
Puerto Rico(1/14/2013)
RR
Rhode Island(1/14/2013)
RR
South Carolina(1/14/2013)
RR
South Dakota(1/14/2013)
RR
Tennessee(1/14/2013)
RR
Texas(1/14/2013)
RR
Utah(1/14/2013)
RR
Vermont(1/14/2013)
RR
Virgin Islands(1/14/2013)
RR
Virginia(1/14/2013)
RR
Washington(1/14/2013)
RR
West Virginia(1/14/2013)
RR
Wisconsin(1/14/2013)
RR
Wyoming(1/14/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ARTISAN PARTNERS DISTRIBUTORS LLC
ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC
CRD#: 45446 / SEC#: , 8-51043
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Mailing Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Phone number
(414) 390-6100
Established
Wisconsin since 12/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTISAN PARTNERS HOLDINGS LP | SOLE MEMBER OF LLC | |
| DEMSKI, JILL MARIE | CHIEF COMPLIANCE OFFICER | 4313464 |
| HAMMAN, JAMES STEPHEN JR | VICE PRESIDENT & SECRETARY | 2767492 |
| KREIN, CHRISTOPHER JON | VICE PRESIDENT | 4534130 |
| RAMIREZ, GREGORY KENNETH | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3094595 |
| VON HOFF, RYAN GEORGE | VICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER | 7169306 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARTISAN PARTNERS DISTRIBUTORS LLC
CRD#: 45446Milwaukee, WI 53202TRUST BUT VERIFY
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