Richard M. Felstul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Merle Felstul, who also goes by Dick Felstul, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2016 - October 1, 2024
DORN & CO., INC.
May 10, 2016 - October 1, 2024
DORN & CO., INC.
August 7, 2009 - September 30, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 6, 2009 - September 30, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 31, 2006 - August 7, 2009
INVEST FINANCIAL CORPORATION
October 4, 1996 - August 7, 2009
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DORN & CO., INC.
CRD#: 2950 / SEC#: , 8-8707
Contact information
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 55,265,612 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
