Vincent R. Lombardo
Professional summary
Vincent Rocco Lombardo, who also goes by VInce Lombardo, is a registered financial advisor currently at CPR FINANCIAL & INSURANCE SERVICES, INC. located in Prosper, Texas.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Vincent has worked at 7 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Rocco Lombardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2015 - Present
CPR FINANCIAL & INSURANCE SERVICES, INC.
Office #1: 603 E. Broadway St, Prosper, TX 75078March 8, 2011 - August 17, 2015
HBW ADVISORY SERVICES LLC
February 17, 2011 - December 31, 2011
HBW SECURITIES LLC
April 21, 2008 - August 6, 2010
UNITED EQUITY SECURITIES, LLC
January 5, 2006 - March 28, 2008
CCF INVESTMENTS, INC.
August 9, 2001 - December 31, 2005
THE LEADERS GROUP, INC.
October 23, 1996 - August 6, 2001
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2021)
(9/24/2015)
(3/15/2021)
(8/25/2015)
Exams
Current Firm
CPR FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 145855 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 69,347,508 |
Red Flags
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