Stephen B. Day

NAVIDAR LLC

Austin, TX 78746

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CRD#: 2801250

Professional summary

Stephen Brent Day is a registered financial advisor currently at NAVIDAR LLC located in Austin, Texas and NAVIDAR GROUP LLC located in Austin, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 14 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. POSITION: OWNER OF FAMILY FARMS AND RANCHES. NATURE: FARMING AND RANCHING; INVESTMENT RELATED: NO; NUMBER OF HOURS PER MONTH DEVOTED TO THIS OTHER BUSINESS: LESS THAN 1; NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING TRADING HOURS: 0; START DATE: 11/2014; DESCRIPTION: OWN PROPERTY, RECEIVE RENTAL INCOME FROM MY OWNERSHIP OF THE FARMS 2. POSITION: 100% OWNER - ARMOUR EXCAVATING LLC; KERRVILLE, TX; INVESTMENT RELATED: NO; NUMBER OF HOURS PER MONTH DEVOTED TO OTHER BUSINESS: LESS THAN 10; NUMBER OF HOURS PER MONTH DURING TRADING HOURS: 0; START DATE: 12/2017; DESCRIPTION: EXCAVATING 3. POSITION: 48% OWNER - VETA NELL LLC; AUSTIN, TX; INVESTMENT RELATED: NO; NUMBER OF HOURS DEVOTED A WEEK: 5-10; NUMBER OF HOURS DEVOTED TO OTHER BUSINESS DURING TRADING HOURS: 1; START DATE: 12/2021; DESCRIPTION: SELLING FRAGRANCE PRODUCTS 4. POSITION: 40% OWNER - ARMOUR CARRIER LLC;AUSTIN, TX; INVESTMENT RELATED: NO; NUMBER OF HOURS DEVOTED A WEEK: LESS THAN 5; NUMBER OF HOURS DEVOTED TO OTHER BUSINESS DURING TRADING HOURS: 1; START DATE: 11/2022; DESCRIPTION: TRUCKING 5. POSITION: 100% OWNER - DAYHAUL LLC; KERRVILLE, TX; INVESTMENT RELATED: NO; NUMBER OF HOURS PER MONTH DEVOTED TO OTHER BUSINESS: LESS THAN 5; NUMBER OF HOURS PER MONTH DURING TRADING HOURS: 0; START DATE: 10/2024 DESCRIPTION: TRUCKING SOFTWARE 6. SPENDS 99% OF TIME DOING M&A BUSINESS THROUGH NAVIDAR HOLDCO. NON-SECURITIES RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Brent Day's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2022 - Present

NAVIDAR LLC

Office #1: 2700 Via Fortuna, Suite 140, Austin, TX 78746

RIA

CRD#: 277084

Austin, TX

Current

April 9, 2009 - Present

NAVIDAR GROUP LLC

Office #1: 2700 Via Fortuna, Suite 140, Austin, TX 78746

CRD#: 148011

Austin, TX

Past

July 23, 2015 - December 31, 2021

NAVIDAR LLC

RIA

CRD#: 277084

AUSTIN, TX

Past

April 29, 2009 - September 28, 2009

FULCRUM SECURITIES, LLC

CRD#: 140084

SAINT LOUIS, MO

Past

March 16, 2004 - March 21, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 15, 1999 - December 5, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

June 18, 1998 - October 14, 1999

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

January 13, 1997 - June 15, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(11/18/2009)

New York
(4/9/2009)

Texas
(2/2/2012)

IAR

Texas
(1/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/4/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

SRO Registrations

FINRA

Current Firm

NAVIDAR LLC

CRD#: 277084 / SEC#:

Texas

Registered Investment Advisory firm - (1/28/2022 Approved)

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Contact information

Main Address

2700 Via Fortuna, Suite 140, Austin, TX 78746

Mailing Address

Phone number

(512) 765-6973

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen B. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Brent Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIDAR GROUP LLC

NAVIDAR LLC

FULCRUM SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

GOLDMAN SACHS & CO. LLC

PERSHING LLC

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2005

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/10/1997

Series 24

Date: 1/2/2023

Series 14

Date: 1/2/2023

FINRA

Current Firm

NAVIDAR LLC

Contact information

Documents

Red Flags

Company Information

NAVIDAR LLC

TRUST BUT VERIFY

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