Robert S. Diamond
Professional summary
Robert Steven Diamond, who also goes by Bob Diamond, Robert Diamond, is a registered financial professional currently at CFD INVESTMENTS, INC. located in Crete, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Steven Diamond's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2011 - Present
CFD INVESTMENTS, INC.
January 5, 2010 - September 1, 2011
BROOKLIGHT PLACE SECURITIES, INC.
December 11, 2009 - December 31, 2009
WOODBURY FINANCIAL SERVICES, INC.
April 9, 1999 - November 30, 2009
WOODBURY FINANCIAL SERVICES, INC.
April 2, 1998 - December 31, 1998
WMA SECURITIES, INC.
September 23, 1996 - February 18, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 23, 1996 - February 18, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2011)
(8/31/2011)
(8/31/2011)
(9/1/2011)
(9/20/2021)
(1/6/2025)
(11/30/2012)
(3/1/2017)
Exams
FINRA
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
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