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Fred Deboer

CRD# 2801081·Registered 1996 - 2004
Barred: Fred Deboer was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Fred Deboer was a registered financial advisor. Fred was a previously registered financial professional and started their career in finance 1996 - 2004. Fred had worked at 1 firm and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
April 1, 1996 - November 1, 2004

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Current Firm

L&
LABRANCHE & CO. LLC

LABRANCHE & CO. | LABRANCHE & CO. LLC

CRD#: 32661 / SEC#: 8-18978
BD
Terminated by SEC on 03/19/2011

Contact Information

Established

New York since 06/30/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LABRANCHE & CO INC.SOLE MEMBER—
BURKE, WILLIAM JOSEPH IIIMANAGING DIRECTOR OF OPERATIONS848502
COLONNA, SALVATORE ANTHONYDEPUTY CHIEF COMPLIANCE OFFICER1844342
HAYWARD, ALFRED OWEN JRCEO,EXECUTIVE VICE PRESIDENT—
KING, TARA LYNNCHIEF COMPLIANCE OFFICER—
LABRANCHE, GEORGE MICHAEL IVCHAIRMAN, & SENIOR MANAGING DIRECTOR—
MCLAUGHLIN, THOMAS GCHIEF OPERATING OFFICER—
MIRRO, GERARD ANTHONYCHIEF FINANCIAL OFFICER4334937

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Oct 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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