Fred Deboer
Professional summary
Fred Deboer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fred is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Fred had worked at 1 firm, which includes LABRANCHE & CO. LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1996 - November 1, 2004
LABRANCHE & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
LABRANCHE & CO. LLC
CRD#: 32661 / SEC#: , 8-18978
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LABRANCHE & CO INC. | SOLE MEMBER | |
| BURKE, WILLIAM JOSEPH III | MANAGING DIRECTOR OF OPERATIONS | 848502 |
| COLONNA, SALVATORE ANTHONY | DEPUTY CHIEF COMPLIANCE OFFICER | 1844342 |
| HAYWARD, ALFRED OWEN JR | CEO,EXECUTIVE VICE PRESIDENT | |
| KING, TARA LYNN | CHIEF COMPLIANCE OFFICER | |
| LABRANCHE, GEORGE MICHAEL IV | CHAIRMAN, & SENIOR MANAGING DIRECTOR | |
| MCLAUGHLIN, THOMAS G | CHIEF OPERATING OFFICER | |
| MIRRO, GERARD ANTHONY | CHIEF FINANCIAL OFFICER | 4334937 |
Disclosures
| Regulatory Event | 8 |
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