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Scott R. Lavinia

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CRD#: 2801071
SL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Robert Lavinia, who also goes by Scott Lavania, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2016. Scott had worked at 1 firm and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott Lavania

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 22, 2016 - October 22, 2020

MERISTEM FAMILY WEALTH

RIA
CRD#: 109141
Scottsdale, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/22/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 8/27/1996
National Commodity Futures Examination

Current Firm


MF
MERISTEM FAMILY WEALTH
CHAFFEE & WESTENBERG COMPANIES LLP | THE SAGE PARTNERSHIP, LLP | MERISTEM, LLP | MERISTEM LLC | MERISTEM FAMILY WEALTH, LLC | MERISTEM FAMILY WEALTH | MERISTEM

CRD#: 109141 / SEC#: 801-57126

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Contact information


Main Address
701 Carlson Parkway Suite 1400, Minnetonka, MN 55305
Mailing Address
Phone number
(952) 835-2577
Established
Firm type
Fiscal year end
# of Employees
41

Documents


Latest Form ADV

Part 2 Brochures

MERISTEM FAMILY WEALTH MARCH 2022 (3/28/2022)

Regulatory assets under management


Total Number of Accounts768
AUM (Assets Under Management)$ 5,424,524,345

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERISTEM FAMILY WEALTH

CRD#: 109141

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