PP
Polly Peters
FREESTATE ADVISORS LLC
MEDINA, TX
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CRD#: 2801070
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Professional summary
Polly Peters is a registered financial advisor currently at FREESTATE ADVISORS LLC located in Medina, Texas.
Polly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Polly has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Ingenios LLC: oil company, 107 E. Pine Meadow Ct, Andover, KS 67002, new technology for oil company, Member, Number of hour devoted to business per month: 10, Number of hour devoted during securities hours: 10, Duties: Keep minutes, pay invoices.
CRS (Client Relationship Summary) - RIA
Click below to view Polly Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2010 - Present
FREESTATE ADVISORS LLC
RIA
CRD#: 145800
MEDINA, TX
Past
September 15, 1996 - December 31, 2012
CPAI, CO.
RIA
CRD#: 107222
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FREESTATE ADVISORS LLC
FREESTATE ADVISORS LLC | FREESTATE CAPITAL ADVISORS LLC
CRD#: 145800 / SEC#: 801-106933
RIA
Registered Investment Advisory firm - (11/24/2015 Approved)Arizona
Registered Investment Advisory firm - (12/2/2015 Terminated)Kansas
Registered Investment Advisory firm - (12/2/2015 Terminated)Missouri
Registered Investment Advisory firm - (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - (12/2/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(11/18/2010)
IAR
Texas(11/13/2015)
Current Firm
FA
FREESTATE ADVISORS LLC
FREESTATE ADVISORS LLC | FREESTATE CAPITAL ADVISORS LLC
CRD#: 145800 / SEC#: 801-106933
RIA
Registered Investment Advisory firm - (11/24/2015 Approved)Arizona
Registered Investment Advisory firm - (12/2/2015 Terminated)Kansas
Registered Investment Advisory firm - (12/2/2015 Terminated)Missouri
Registered Investment Advisory firm - (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - (12/2/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4400 College Blvd Suite 125, Overland Park, KS 66211
Mailing Address
Phone number
(913) 890-2065
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 608 |
| AUM (Assets Under Management) | $ 159,596,367 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
