Frank A. Camma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Anthony Camma was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2000. Frank had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2011 - November 26, 2019
SIDOTI & COMPANY, LLC
July 24, 2009 - June 8, 2011
BENTLEY SECURITIES CORPORATION
January 5, 2005 - April 12, 2007
FIRST CITIZENS CAPITAL SECURITIES, LLC
May 10, 2001 - January 27, 2003
CIBC WORLD MARKETS CORP.
November 3, 2000 - March 26, 2001
UBS SECURITIES LLC
May 30, 2000 - November 3, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
