David Caleca
Professional summary
David Caleca, who also goes by David Caleca Mr, is a registered financial professional currently at CSCA CAPITAL ADVISORS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Caleca's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 1999 - Present
CSCA CAPITAL ADVISORS, LLC
Office #1: 300 Park Avenue Studio Suite 203, New York, NY 10022August 20, 1997 - March 18, 1999
SCHRODER & CO. INC.
November 20, 1996 - September 5, 1997
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/1999)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CSCA CAPITAL ADVISORS, LLC
CRD#: 47100 / SEC#: , 8-51671
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CS CAPITAL ADVISORS, LLC | SHAREHOLDER | |
| CALECA, DAVID | SENIOR DIRECTOR, BOARD MEMBER, MANAGING DIRECTOR | 2801048 |
| DEMARVAL, LAURENT XAVIER | MANAGING DIRECTOR, COMPLIANCE OFFICER, BOARD MEMBER | 2581213 |
| FALKOWSKI, CHRISTOPHER HARRIS | MANAGING DIRECTOR, BOARD MEMBER | 4729016 |
| PICKETTE, PETER EDWARD | MANAGING DIRECTOR, BOARD MEMBER | 2727093 |
| RAZOOK, BRADLEY GEORGE | PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD MEMBER | 1170563 |
| ROCHE, PASCAL | FINOP AND CFO | 5920968 |
| VORDERIS, PAUL CHARLES | MANAGING DIRECTOR, BOARD MEMBER | 4925073 |
Red Flags
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