Christopher Joseph Cook
Professional Summary
Christopher Joseph Cook, who also goes by Christopher J Cook, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1996 - 2026. Christopher had worked at 18 firms and has passed the Series 65, Series 63, Series 82TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 31, Series 7, Series 14, Series 53, Series 24, Series 4 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher J Cook
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
JUNIOR CHINA FINANCIAL SERVICES | ZINVEST FINANCIAL SERVICE, LLC | ZINVEST FINANCIAL SERVICE LLC | JUNIORCHINA FINANCIAL SERVICE LLC
Contact Information
Main Address
600 Brickell Avenue Suite 2800, Miami, FL 33131Mailing Address
600 Brickell Avenue Suite 2800, Miami, FL 33131Phone Number
(949) 309-2386Established
California since 04/19/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
3FINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
924AUM (Assets Under Management)
$23,543,616Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Oct 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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