Michael J. Whalen

SABRE ASSET MANAGEMENT LLC

Pepper Pike, OH 44122

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CRD#: 2800915

Professional summary

Michael John Whalen is a registered financial advisor currently at SABRE ASSET MANAGEMENT LLC located in Pepper Pike, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OLEINICK FINANCIAL; NON-INVESTMENT RELATED; CLEVELAND, OH; 2/10/2014- PRESENT; SUPPORT COMPANY, EMPLOYEE; 0 HRS/MONTH, 0 HRS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Whalen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2017 - Present

SABRE ASSET MANAGEMENT LLC

Office #1: 29525 Chagrin Blvd., Suite 302, Pepper Pike, OH 44122

RIA

CRD#: 288889

Pepper Pike, OH

Past

January 2, 2009 - June 16, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CLEVELAND, OH

Past

November 24, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CLEVELAND, OH

Past

November 14, 2008 - June 16, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CLEVELAND, OH

Past

August 29, 2005 - November 20, 2008

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CLEVELAND, OH

Past

August 16, 2005 - November 20, 2008

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CLEVELAND, OH

Past

May 13, 1999 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BEACHWOOD, OH

Past

October 28, 1996 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/15/2017)

IAR

Texas
(10/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/17/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/25/1996

General Securities Representative Examination

Current Firm

SABRE ASSET MANAGEMENT LLC

CRD#: 288889 / SEC#:

Ohio

Registered Investment Advisory firm - (6/15/2017 Approved)

Texas

Registered Investment Advisory firm - (10/28/2021 Conditional Restricted)

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Contact information

Main Address

29525 Chagrin Blvd., Suite 302, Pepper Pike, OH 44122

Mailing Address

Phone number

(216) 245-6622

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	447
AUM (Assets Under Management)	$ 105,391,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Whalen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Whalen's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/1996

Series 63

Date: 11/1/1996

SIE

Date: 6/16/2017

Series 31

Date: 7/17/2003

Series 7

Date: 10/25/1996

Current Firm

SABRE ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SABRE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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