Peter F. Bozikovich
Professional summary
Peter Frank Bozikovich is a registered financial advisor currently at MARQUAM CAPITAL located in Portland, Oregon.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Peter has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, PC, Series 5, Series 1, Series 4, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Frank Bozikovich's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2017 - Present
MARQUAM CAPITAL
Office #1: 1515 Sw 5th Ave., Suite 606, Portland, OR 97201-5449July 19, 1993 - January 5, 2024
GREAT PINE INVESTMENTS LLC
February 2, 1987 - July 23, 1993
PRUDENTIAL EQUITY GROUP, LLC
November 30, 1982 - January 28, 1987
BOETTCHER & COMPANY, INC.
November 22, 1977 - December 21, 1982
LEHMAN BROTHERS INC.
May 16, 1977 - November 22, 1977
SHEARSON HAYDEN STONE INC.
July 1, 1974 - July 10, 1977
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2021)
(2/24/2017)
(2/28/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationPC
Date: 11/1/1982
AMEX Put and Call ExamSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 6/28/1974
Registered Representative ExaminationSeries 28
Date: 1/24/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MARQUAM CAPITAL
CRD#: 147782 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 34,662,672 |
Red Flags
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