Richard J. Litchfield
Professional summary
Richard John Litchfield is a registered financial advisor currently at MAPLE CAPITAL MANAGEMENT, INC. located in Montpelier, Vermont.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Litchfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2019 - Present
MAPLE CAPITAL MANAGEMENT, INC.
Office #1: 535 Stone Cutters Way, Montpelier, VT 05602January 2, 2003 - June 6, 2003
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
MAPLE CAPITAL MANAGEMENT, INC.
CRD#: 130209 / SEC#: 801-62783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2019)
Exams
Current Firm
MAPLE CAPITAL MANAGEMENT, INC.
CRD#: 130209 / SEC#: 801-62783
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,069 |
| AUM (Assets Under Management) | $ 2,193,978,340 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/02/2025 | ||
| 11/13/2024 | ||
| 07/27/2023 | ||
| 10/10/2022 |
Red Flags
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