JP
John L. Parmigiani
MILLENNIAL ADVISERS.
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 2800410
JP
Professional summary
John Louis Parmigiani, who also goes by John Louis Parmigiani, Parmigiani, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in New York, New York and ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 27, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Louis Parmigiani | Parmigiani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JPED Holdings, LLC. Non Inv Related. NY. Holding Company for Allied Millennial Partners, LLC., and Millennial Advisers, LLC. Partner/Owner August 2011. Number of hrs/month. <1; (2) 7579 Holdings, LLC, Inv Related. NY Partner/Owner. Managing Member. Manager of Disruptive Ventures, LLC. April 2019 Number of hrs/month varies; (3) DV Management, LLC. Non Inv Related. NY Partner/Owner. Holding Company for Disruptive Manager, LLC. November 2020. Number of hrs/month <1; (4) Disruptive Manager, LLC. (fka Disruptive Advisors, LLC.). Inv. Related NY. Managing Member. Manager of Disruptive Ventures Remote Revolution LLC. November 2020. Number of hrs/month varies; (5) 1059 Holdings, LLC. Non Inv Related NY. Holding Company for One Source FI LLC. Partner/Owner. April 2019.Number of hrs/month <1; (6) Island Escapes LLC. Non Inv. Related. Managing Member, Maritime Excursions/Charters, December 2015. Number of hrs/month varies (Seasonal); (7) 3JD Holdings, LLC. Inv. Related. Partner/Owner Investment Holding Company. August 2021. Number of hrs/month <1; (8) Registered Director. Inv Related. Caymans. May 2022 Number of hrs/month <5; (9) KJDI Holdings, LLC. Non Inv Related. NY Partner/Owner. Holding Company for DVI Management, LLC. May 2022. Number of hrs/month <1; (10) DVI Management, LLC. Inv Related. NY. Manager of DVI, LLC and DVI QP LLC. May 2022 Number of hrs/month varies. (11.) National Adjudicatory Council (NAC). Not Investment Related. Member of the NAC Small Firm Council. Attend quarterly meetings. January 2023. (12.) Fund Distribution Consultants, LLC. Inv Related. Remote. Independent consulting firm responsible for distributing assets to investors for respondents subject to an SEC Order. Owner. August 2023. Number of hrs/month varies.
CRS (Client Relationship Summary) - RIA
Click below to view John Louis Parmigiani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2020 - Present
MILLENNIAL ADVISERS, LLC.
Office #1: Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281RIA
CRD#: 170847
NEW YORK, NY
Current
October 31, 2011 - Present
ALLIED MILLENNIAL PARTNERS, LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281BD
CRD#: 16569
NEW YORK, NY
Current
July 13, 2021 - Present
ONESOURCE FI LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Floor, New York, NY, 10281BD
CRD#: 310933
New York, NY
Past
November 10, 2015 - December 31, 2019
MILLENNIAL ADVISERS, LLC.
RIA
CRD#: 170847
NEW YORK, NY
Past
October 27, 2010 - July 13, 2011
BLACKBOOK CAPITAL, LLC
BD
CRD#: 123234
NORTHPORT, NY
Past
October 15, 2008 - November 2, 2010
PRESTIGE FINANCIAL CENTER, INC.
BD
CRD#: 30407
MELVILLE, NY
Past
September 1, 2006 - September 26, 2008
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
WESTBURY, NY
Past
December 16, 2005 - August 28, 2006
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
NEW YORK, NY
Past
November 24, 2003 - December 21, 2005
S.W. BACH & COMPANY
BD
CRD#: 43522
NEW YORK, NY
Past
September 25, 2001 - December 18, 2003
HARRISON SECURITIES, INC.
BD
CRD#: 14103
PORT WASHINGTON, NY
Past
August 19, 1998 - October 23, 2001
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Past
November 6, 1996 - August 27, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2013)
RR
Alaska(6/24/2015)
RR
Arizona(12/8/2011)
RR
Arkansas(1/19/2012)
RR
California(11/14/2011)
RR
Colorado(6/24/2015)
RR
Connecticut(12/22/2011)
RR
Delaware(7/1/2015)
RR
District of Columbia(6/25/2015)
RR
Florida(2/16/2012)
RR
Georgia(12/14/2011)
RR
Hawaii(7/8/2015)
RR
Idaho(2/6/2012)
RR
Illinois(11/17/2011)
RR
Indiana(4/10/2012)
RR
Iowa(1/24/2013)
RR
Kansas(1/28/2013)
RR
Kentucky(1/23/2013)
RR
Louisiana(8/7/2012)
RR
Maine(7/6/2015)
RR
Maryland(12/7/2011)
RR
Massachusetts(11/17/2011)
RR
Michigan(1/20/2012)
RR
Minnesota(1/30/2012)
RR
Mississippi(2/5/2013)
RR
Missouri(8/12/2015)
RR
Montana(6/24/2015)
RR
Nebraska(1/25/2013)
RR
Nevada(7/23/2012)
RR
New Hampshire(8/24/2015)
RR
New Jersey(12/6/2011)
RR
New Mexico(6/29/2012)
RR
New York(11/8/2011)
IAR
New York(4/20/2021)
RR
North Carolina(1/23/2013)
RR
North Dakota(1/28/2013)
RR
Ohio(1/24/2013)
RR
Oklahoma(1/25/2013)
RR
Oregon(1/30/2013)
RR
Pennsylvania(1/17/2012)
RR
Puerto Rico(7/7/2015)
RR
Rhode Island(6/24/2015)
RR
South Carolina(11/16/2011)
RR
South Dakota(1/24/2013)
RR
Tennessee(1/5/2018)
RR
Texas(12/21/2011)
RR
Utah(6/24/2015)
RR
Vermont(4/5/2012)
RR
Virginia(1/24/2013)
RR
Washington(11/16/2011)
RR
West Virginia(2/13/2013)
RR
Wisconsin(12/16/2011)
RR
Wyoming(1/25/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/8/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281
Mailing Address
Phone number
(646) 532-2400
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
