Linda Haughn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Haughn, who also goes by Linda Lee Evans, Linda Lee Haughn, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1996. Linda had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2021 - February 8, 2022
EMPOWER ADVISORY GROUP, LLC
October 11, 2021 - February 8, 2022
EMPOWER FINANCIAL SERVICES, INC.
August 16, 2016 - August 13, 2020
HORACE MANN INVESTORS, INC.
June 23, 2016 - August 13, 2020
HORACE MANN INVESTORS, INC.
January 20, 2012 - May 26, 2016
PNC WEALTH MANAGEMENT LLC
January 19, 2012 - May 26, 2016
PNC WEALTH MANAGEMENT LLC
March 4, 2008 - November 25, 2011
LPL FINANCIAL LLC
June 28, 2007 - March 4, 2008
IFMG SECURITIES, INC.
January 3, 2005 - February 16, 2007
ATLAS SECURITIES, LLC
August 22, 2001 - January 4, 2005
HORACE MANN INVESTORS, INC.
October 28, 1996 - July 25, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
