Brian H. Loo
Professional summary
Brian Heng-hok Loo, who also goes by Brian Heng Hok Loo, Brian Henghok Loo, is a registered financial advisor currently at GARRISON POINT CAPITAL, LLC located in Laguna Beach, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Heng-hok Loo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2013 - Present
GARRISON POINT CAPITAL, LLC
February 26, 2016 - January 3, 2022
GARRISON POINT FUNDS, LLC
May 21, 2013 - December 31, 2014
GARRISON POINT FUNDS, LLC
May 15, 2013 - December 1, 2017
S F SENTRY SECURITIES, INC.
October 6, 2000 - April 23, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
January 13, 2000 - August 11, 2000
METROPOLITAN WEST SECURITIES, LLC
June 20, 1997 - January 12, 1998
METROPOLITAN WEST SECURITIES, LLC
Primary Firm SEC Registration
GARRISON POINT CAPITAL, LLC
CRD#: 165590 / SEC#: 801-77191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/21/2013)
(11/14/2022)
Exams
Current Firm
GARRISON POINT CAPITAL, LLC
CRD#: 165590 / SEC#: 801-77191
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 337,551,144 |
Red Flags
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