Colman B. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colman Brendan Collins, who also goes by Coley Brendan Collins, Colman Brenden Collins, was a registered financial professional .
Colman is a previously registered financial professional and started their career in finance in 2000. Colman had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2023 - June 26, 2024
BRIGHTON JONES LLC
August 25, 2017 - March 17, 2023
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
August 25, 2017 - March 17, 2023
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
April 19, 2016 - May 31, 2017
KESTRA ADVISORY SERVICES, LLC
June 24, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
June 18, 2015 - May 31, 2017
KESTRA INVESTMENT SERVICES, LLC
January 3, 2012 - April 14, 2015
FIDELITY BROKERAGE SERVICES LLC
November 10, 2011 - January 3, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
July 1, 2011 - October 7, 2011
STANCORP INVESTMENT ADVISERS, INC.
July 7, 2009 - October 7, 2011
STANCORP EQUITIES, INC.
January 1, 2008 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
July 17, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
December 6, 2000 - July 17, 2006
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
BRIGHTON JONES LLC
CRD#: 108601 / SEC#: 801-57087
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTON JONES LLC
CRD#: 108601 / SEC#: 801-57087
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,316 |
| AUM (Assets Under Management) | $ 14,987,100,484 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/14/2025 | ||
| 11/17/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
