William J. Heins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Heins was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 72 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2013 - June 17, 2016
JAVELIN SECURITIES, LLC
September 16, 2010 - August 1, 2012
GFI SECURITIES LLC
September 29, 2009 - April 12, 2010
BROOKVIEW CAPITAL LLC
July 23, 2008 - May 14, 2009
PREBON FINANCIAL PRODUCTS INC.
September 21, 2007 - July 10, 2008
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 15, 2006 - August 27, 2007
RAFFERTY CAPITAL MARKETS, LLC
January 2, 2004 - February 17, 2006
BGC FINANCIAL, L.P.
January 28, 2003 - December 17, 2003
SEABOARD SECURITIES, INC.
September 19, 1996 - July 20, 1999
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/27/2003
Government Securities Representative ExaminationCurrent Firm
JAVELIN SECURITIES, LLC
CRD#: 107473 / SEC#: , 8-53043
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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